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Regulatory Compliance Pack

Quorum Training - A Wilmington Company
Course summary
Length: 4 hours
Price: 80 GBP excl. VAT
Language: English
Location: Distance

Course description

This NEW modular online pack will help you meet your requirement to train your team, giving you the assurance you need to comply in these regulated areas.

It is in a clear interactive format and includes optional quizzes throughout to check understanding of the topic. 

Evidence of completion is produced at the end of each module upon successfully passing an interactive quiz.

The modules cover:

  • Money Laundering
  • Bribery
  • Criminal Finances Act
  • GDPR
If you want to find out more about Regulatory Compliance Pack, you can make an information request below and the school will contact you with further information.

Suitability - Who should attend?

These 4 modules are aimed at all staff and will help users understand the key principles of anti-money laundering, Criminal Finance Act, Bribery Act and GDPR legislation and what they need to do to comply with the law.

Training Course Content

Money Laundering

This module is aimed at all staff and will help users understand the key principles of anti-money laundering legislation and what they need to do to comply with the law.

What Is Money Laundering?

  • What classic 'money laundering' means
  • How money laundering works
  • How money laundering works: self-test
  • A more modern definition of money laundering

What Offences Could I And My Firm Commit?

  • The relevant legislation
  • Offences under POCA
  • Scenarios - criminal property?

What Are My Main Responsibilities?

  • A risk-based approach
  • Customer Due Diligence (CDD)
  • Reporting suspicions of money laundering

What Else Should I Consider?

Other FAQs

Final Test Of Knowledge

Final Test

Bribery Act

This module is aimed at all staff and will help users understand the Bribery Act and what they need to do to comply with the law.

What Is The Bribery Act?

  • Background to the legislation

What Offences Could I And My Firm Commit?

  • Offences under the Criminal Finances Act

What Are My Main Responsibilities?

  • Your firm's responsibilities under the Act
  • Your responsibilities under the Act

Final test of knowledge

Final Test

GDPR

This module is aimed at all staff and will help users understand the key principles of data protection legislation and what they need to do to comply with the law.

What Is GDPR?

  • Background to GDPR
  • About data processing
  • GDPR policies and principles

What Offences Could I And My Firm Commit?

  • Offences under GDPR

What Are My Main Responsibilities?

  • Your responsibilities under GDPR
  • What Else Should I Consider?
  • What else should I look out for?

Final Test Of Knowledge

Final test

Criminal Finance Act

This module is aimed at all staff and will help users understand the Criminal Finances Act and what they need to do to comply with the law.

What Is The Criminal Finances Act?

  • Background to the legislation

What Offences Could I And My Firm Commit?

  • Offences under the Criminal Finances Act

What Are My Main Responsibilities?

  • Your firm's responsibilities under the Act
  • Your responsibilities under the Act

Final Test Of Knowledge

Final test

Expenses

The price per person for the 4 modules consisting of AML, Bribery Act, Criminal Finance Act and GDPR is £80 plus VAT. Contact Quorum Training for pricing details for multiple users. 

About provider

Quorum Training

Quorum Training - Business and Finance Courses for Professionals

Quorum Training provides a range of specialist courses designed specifically for business and finance professionals. Covering Accounting and Finance, Taxation, VAT, Governance, Risk and Compliance, Financial Markets and Corporate Treasury, and Charities. Quorum deliver bespoke in-house and public training programmes....


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Contact info

Quorum Training - A Wilmington Company

5th Floor, 10 Whitechapel High Street
E1 8QS London

Phone no: +44 844 873 2121
Other phone no: +44 116 2581273
www.quorumtraining.co.uk